Vestgen Advisors, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 318657
- Registered since
- March 4, 2022
- Website
- vestgen.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, PERSHING ADVISORS SOLUTIONS LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.43%
- Individuals48.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Vestgen Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm identifies as a capital allocator serving individual and family clients. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Primary advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting-related services, and selection of third‑party advisers. Vestgen does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities23%
- Cash & Cash Equivalents6%
- Other4%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 4
Terry Mccaffrey
CEO & ChairmanCRD 4850382
Donald Williams
Chief Operating OfficerCRD 4257940
Ferian Nickelson
Chief Operating OfficerCRD 4816966
Contacts
3 of 60
John Zielinski
Wealth AdvisorCRD 2374798
Daniel Stringfellow
Financial AdvisorCRD 7999504
Mark Johnson
Wealth AdvisorCRD 1018744
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 574Active vs passive
$2.2B in ETFs
74%
$1.6B
16%
$577M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $137M | 369,801 | 6.17% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1 N Franklin St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
NXT Capital Investment Advisers, LLC
RIAChicago, IL
Monroe Capital Bdc Advisors, LLC
RIAChicago, IL
G Squared Equity Management LP
RIAChicago, IL
Mesirow Financial Private Equity Advisors, Inc.
RIAChicago, IL
Chicago Pacific Founders
RIAChicago, IL
GEM Realty Capital
RIAChicago, IL