VANTAGE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2010

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$595K

Accounts

1,888

Employees

Advisory reps

Firm details

Headquarters: SAN MATEO, California
CRD number: 152374
Registered since: January 4, 2010
Website: vantagewealthmgmt.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.69%
Individuals13.68%
Pension & Profit Sharing Plans0.63%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Vantage Wealth Management, LLC is an independent SEC-registered registered investment adviser (since 2010) organized as a limited liability company and owned by an individual. The firm serves both high-net-worth individuals and families as well as institutional clients, and positions itself as a capital allocator that constructs portfolios using internal management and external manager selection. Advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and selection of other advisers. Vantage also operates as an insurance broker, which feeds into its use of annuities and insurance-based solutions alongside traditional investment management. The firm reports a clear preference for equity-based strategies and does not identify as an active ESG investor.