Vanguard Capital
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 285052
- Registered since
- October 27, 2016
- Website
- www.vcapwa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI75.56%
- Individuals24.44%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Vanguard Capital is an independent registered investment adviser organized as an LLC and registered with the SEC in 2016. The firm focuses on portfolio management for individuals and small businesses, serving primarily individual and family clients. Its pricing mixes a percentage-of-assets fee with hourly charges. Vanguard Capital does not position itself as a capital allocator or pension consultant, and its public profile does not identify active ESG investing as a firm priority.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds15%
- US Government Bonds12%
- Cash & Cash Equivalents12%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1Vincent Polivka
Chief Operations OfficerCRD 1718591
Contacts
3 of 4Jean Suits
Senior Wealth AdvisorCRD 439468
John Blakezuniga
Senior Wealth AdvisorCRD 1014886
John Borcich
Managing Partner, Senior Wealth AdvisorCRD 2296945
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$36.6M in ETFs
97%
$35.7M
2%
$952K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $1.6M | 55,901 | 4.49% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 999 18th St
- Time zone
- MT (UTC-7)
- Office locations
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