VANDERBILT AVENUE ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2008

Total AUM

$242M

Discretionary

$196M

81% of AUM

Avg account

$10.5M

Accounts

23

Employees

6

Advisory reps

6

Firm details

Headquarters: New York, New York
CRD number: 145370
Registered since: February 1, 2008
Website: vaamllc.com
Custodians: U.S. BANK, N.A., PRINCIPAL SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses44.76%
State / Municipal Government35.68%
Insurance Companies10.23%
HNWI5.05%
Pension & Profit Sharing Plans4.28%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Vanderbilt Avenue Asset Management LLC is an SEC-registered, individually owned limited liability company focused on fee-based portfolio management for private clients and institutions. The firm has been registered since 2008 and lists its activities as portfolio management for individuals, small businesses, and institutional entities, along with other financial product sales. Fee arrangements include both percentage-of-AUM charges and fixed fees. The adviser does not identify as an active ESG investor and is not designated as a multi-state adviser on its filing.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

US Government Bonds53%
Cash & Cash Equivalents19%
Investment Grade Corp Bonds14%
Exchange Traded Equities9%
Other5%

Owners & executives

2 of 2

EMAD ZIKRY
Chief Executive OfficerCRD 1826438
JOHN PANKRATZ
Chief Administrative OfficerCRD 1324503

Contacts

3 of 4

WILLIAM MALONEY
Portfolio ManagerCRD 2236915
MARC KONHEISER
Head of Trading OperationsCRD 2838865
FUAD (NMN) HAGEB
Senior Vice PresidentCRD 2010757

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 745 5th Ave
Time zone: ET (UTC-5)
Office locations

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