VAN LIEW CAPITAL INC

RIASEC Registered
Total AUM
$67.2M
Discretionary
$67.2M
100% of AUM
Avg account
$6.7M
Accounts
10
Employees
5
Advisory reps
12

Firm details

Headquarters
PROVIDENCE, Rhode Island
CRD number
105502
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.94%
  • Pension & Profit Sharing Plans11.88%
  • Individuals1.24%
  • Charitable Organizations0.93%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Van Liew Capital Inc. is a small, privately held advisory corporation that manages portfolios for individuals, families and small businesses. The firm charges a mix of percentage-of-AUM, hourly and fixed fees and provides discretionary portfolio management for both personal and business/institutional clients. It is organized as a domestic entity and is classified as a qualified custodian rather than a capital allocator. The firm does not identify as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, State & Local Bonds 10%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 1%75%
  • Exchange Traded Equities75%
  • State & Local Bonds10%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • KEVIN OATES

    COO & PresidentCRD 2165472

Contacts

3 of 11
  • THOMAS GODDARD

    Board of DirectorsCRD 4340510

  • ALFRED VANLIEW

    Managing & Founding PartnerCRD 2078852

  • Elizabeth Van Liew

    Board of DirectorsCRD 7244236

Unlock 8 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PROVIDENCE, RI

PROVIDENCE

Location

PROVIDENCE, RI

Headquartered in PROVIDENCE, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PROVIDENCE
Address
1 Regency Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth