VAL Vista Capital Management, LLC

RIASEC Registered
Total AUM
$81M
Discretionary
$81M
100% of AUM
Avg account
$189K
Accounts
429
Employees
5
Advisory reps
1

Firm details

Headquarters
Sun Lakes, Arizona
CRD number
159679
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals69.7%
  • HNWI30.3%
Services
Portfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

VAL Vista Capital Management, LLC is a privately held limited liability company that focuses on serving individual and family clients, as well as small-business relationships. The firm charges fees as a percentage of assets under management and provides ongoing portfolio management alongside educational seminars and workshops. Its practice is oriented toward discretionary management rather than institutional consulting or pension work, and the firm does not self-identify as an ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 55%, Exchange Traded Equities 31%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 5%55%
  • US Government Bonds55%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds5%

Contacts

1 of 1
  • Steven Netzel

    Financial AdvisorCRD 2863170

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Sun Lakes, AZ

Maricopa

Location

Sun Lakes, AZ

Headquartered in Sun Lakes, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
10450 E Riggs Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth