Uptick Partners, LLC

RIASEC Registered

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$274K

Accounts

3,886

Employees

Advisory reps

Firm details

Headquarters: Nacogdoches, Texas
CRD number: 324250
Registered since: January 20, 2023
Website: uptickpartners.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI73.78%
Individuals26%
Corporations / Businesses0.16%
Charitable Organizations0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Uptick Partners, LLC is an independent registered investment adviser organized as an LLC that registered with the SEC in 2023. The firm positions itself as a capital allocator for both individual and institutional clients, offering fee arrangements that include a percentage of assets under management and fixed-fee engagements. Core advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and selection of third‑party advisers. Uptick does not identify as an active ESG investor. The firm lists an industry affiliation with accounting professionals.