Uptick Partners, LLC
Firm details
- Headquarters
- Nacogdoches, Texas
- CRD number
- 324250
- Registered since
- January 20, 2023
- Website
- uptickpartners.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.78%
- Individuals26%
- Corporations / Businesses0.16%
- Charitable Organizations0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Uptick Partners, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm positions itself as a capital allocator serving individual and family clients alongside institutional relationships. Core advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection of third‑party managers. Compensation is a mix of percentage‑of‑AUM and fixed fees. The firm reports activity as a selector of other advisers and uses external managers for certain allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities10%
- Private Funds7%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Owners & executives
1 of 1
Jason Barber
CEO and FounderCRD 5973780
Contacts
3 of 15
John Sidery
FounderCRD 6516086
Alex Nikulin
Financial AdvisorCRD 5343744
Jared Davis
Client Service AssociateCRD 8099760
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 240Active vs passive
$504M in ETFs
51%
$255M
37%
$249M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATE TREASURY FUND (USFR) | Wisdom Tree | Passive | Ultrashort Bond | $23.9M | 475,638 | 4.75% |
Location
Nacogdoches, TX
Nacogdoches
Location
Nacogdoches, TX
Headquartered in Nacogdoches, TX, in the South of the United States.
- Region
- South
- County
- Nacogdoches
- Address
- 777 E Austin St
- Time zone
- CT (UTC-6)
- Office locations
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