UPTICK CAPITAL MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2023
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
LAKE OSWEGO, Oregon
CRD number
328602
Registered since
October 5, 2023

Firm profile

FINTRX

Overview

Uptick Capital Management, LLC is a limited liability company that registered with the SEC in 2023 and operates as an investment adviser focused on managing pooled private vehicles. The firm is classified as an "Other Investment Adviser" and is neither positioned as a capital allocator nor a pension consultant. Uptick does not identify as an active ESG investor and is not registered as a multi-state adviser. Its public-facing profile indicates a manager-first business model centered on private funds rather than traditional advisory relationships with individual retail clients. Investment activity centers on hedge fund management and pooled-vehicle strategies. The firm is structured to serve a small group of fund investors across a handful of funds, which suggests a focus on strategy execution and fund-level portfolio construction rather than broad wealth-management services or high-volume advisory account management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • SCOTT THOMPSON

    CIOCRD 2821414

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LAKE OSWEGO, OR

CLACKAMAS

Location

LAKE OSWEGO, OR

Headquartered in LAKE OSWEGO, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
CLACKAMAS
Address
310 N State St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth