Upstream Financial Advisors LLC

Overview

Upstream Financial Advisors LLC is an independently owned RIA structured as an LLC that serves individuals and family clients. The firm emphasizes financial planning and portfolio management for individuals and small businesses and charges clients via a combination of percentage-of-assets and fixed-fee arrangements. Its public filings identify commodity-related activity (CPO/CTA) among its business activities and note the firm as an active ESG investor. The firm reports an owner-type of individual and does not position itself as a capital allocator; instead it appears to use external managers for alternative exposures. Industry affiliations include relationships with accountants, consistent with a client base focused on personal and small-business wealth needs.

Assets & Accounts

Public Holdings

Investments & Alternatives