Upper Basin Capital, LLC

Overview

Upper Basin Capital, LLC is a small, privately owned advisory firm that focuses on discretionary portfolio management for individuals and small businesses. The firm’s filings show a conservative posture: the bulk of reported assets sit in cash and cash equivalents, and the firm is not an active ESG investor. Its compensation approach combines a percentage-of-assets-under-management fee with the ability to charge performance-based fees, a structure that can support both standard advisory mandates and outcome-oriented or incentive-aligned mandates for specific accounts. Investment activity appears modest in scale and concentrated toward liquid, easily traded instruments. Upper Basin Capital does not report broad multi-state operations or pension consulting activity; it runs a straightforward advisory practice rather than operating as a capital allocator or multi-adviser platform.

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Investments & Alternatives

Location & Offices