UPLIFTING CAPITAL

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN RAFAEL, California
CRD number
321054

Firm profile

FINTRX

Overview

Uplifting Capital is a limited liability company that concentrates its activity in private markets and fund sponsorship. The firm serves as a sponsor, general partner and managing member of pooled investment vehicles, and its public filings show a focus on running and advising private funds rather than acting as a broad retail advisor. Uplifting Capital is not identified as an active ESG investor, is not multi-state registered, and is not positioned as a pension consultant or capital allocator in the classical sense. Investment preference skews to private equity and related private-market strategies, with the firm both advising funds and taking sponsor/GP roles that imply direct involvement in sourcing, structuring and managing private deals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • LINDA ASSANTE

    CIO & Managing PartnerCRD 2631959

  • Toussaint Bailey

    CEOCRD 6955049

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN RAFAEL, CA

MARIN

Location

SAN RAFAEL, CA

Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
4040 Civic Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth