Upland Capital Management, LLC
RIAState Registered
Total AUM
$9.5M
Discretionary
$9.5M
100% of AUM
Avg account
$953K
Accounts
10
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 125664
- Website
- www.uplandcap.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.9%
- Individuals5.1%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Upland Capital Management, LLC is an independent, Georgia-registered advisory firm organized as an LLC and owned by an individual. The firm focuses on fee-based portfolio management for individuals and small businesses and provides selection of other advisers, acting as a capital allocator on behalf of clients. Its client base is individual and family households, and the firm charges a percentage-of-AUM fee. Upland does not list ESG investing as part of its process and is not characterized as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities30%
- Cash & Cash Equivalents8%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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