Upbeat Financial

Overview

Upbeat Financial is a small, independent registered investment adviser that works primarily with individual and family clients. The firm operates as a capital allocator and emphasizes financial planning plus the selection of outside advisers rather than managing large discretionary portfolios in-house. Its service mix includes fee-based portfolio advice (percentage of AUM), hourly engagements and fixed-fee projects, and the firm also acts as an insurance broker. Investment practice leans toward pooled public vehicles and third-party managers. Upbeat Financial reports being an active ESG investor, so environmental, social and governance criteria are incorporated into manager and product selection. The adviser’s structure and disclosures indicate a focus on advice and allocation — matching clients to mutual funds, annuity strategies and external alternative fund managers — rather than building concentrated single-stock positions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices