UOB Global Capital LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 160659
- Registered since
- March 30, 2012
- Website
- www.uobglobal.com
- Fee structure
- Percentage of AUM, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
UOB Global Capital LLC is an LLC that operates as both an independent registered investment adviser and a private equity fund sponsor. The firm, SEC-registered since 2012, serves primarily institutional clients and positions itself as a capital allocator that manages pooled investment vehicles. Its advisory activity centers on portfolio management for pooled funds, and it also acts in sponsor/GP and managing-member roles for its vehicles. The firm reports being an active ESG investor. Fee arrangements include percentage-of-AUM billing alongside other fee structures. Ownership is listed as a mix of a domestic entity and an individual. UOB Global Capital has relationships across the financial ecosystem: it is affiliated with broker-dealer activity, other investment advisers, banking or thrift institutions, and it serves as sponsor/manager of pooled investment vehicles. The firm is not a multistate adviser and does not present itself as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 6
David Goss
Managing DirectorCRD 4375267

Michael Landau
Co-Managing DirectorCRD 1098548

Howard Berkenfeld
PrincipalCRD 1932766
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 592 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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