Unlock Investments
Firm details
- Headquarters
- ,
- CRD number
- 327987
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI100%
- Services
- Portfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Unlock Investments is a small, individually owned LLC that serves individual and family clients while also operating as an insurance broker. The firm functions as a capital allocator and provides portfolio management for individuals and small businesses, helps select other advisers, and runs educational seminars and workshops. Its compensation model combines a percentage of assets under management with performance-based fees. Unlock Investments is not registered as a multi-state adviser and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Derivatives4%
- Cash & Cash Equivalents1%
Contacts
1 of 1
Sean Gurson
FounderCRD 6397114
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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