Uniwealth Advisors, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 138009
- Registered since
- February 28, 2006
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- State / Municipal Government99.73%
- Individuals0.2%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Uniwealth Advisors, Inc. is a small, SEC-registered advisory corporation established in 2006 and owned by an individual principal. The firm serves both high-net-worth individuals and families as well as institutional clients, operating as a registered representative of a broker-dealer while delivering advisory services that include portfolio management for individuals and small businesses and pension consulting. Its fees are a mix of percentage-of-AUM and fixed-fee arrangements. Uniwealth reports it is not a capital allocator, does not describe itself as an active ESG investor, and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds56%
- Cash & Cash Equivalents26%
- Investment Grade Corp Bonds13%
- State & Local Bonds3%
- Exchange Traded Equities1%
Owners & executives
1 of 1Stefano Fanfani
President and Chief Compliance OfficerCRD 1580599
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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