UNIVERSITY VENTURES

RIASEC RegisteredEst. 2014
Total AUM
$363M
Discretionary
$363M
100% of AUM
Avg account
$36.3M
Accounts
10
Employees
3
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
163575
Registered since
July 10, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

University Ventures is an SEC-registered limited liability company, established as an investment adviser in 2014 that focuses on advising pooled investment vehicles for institutional clients. The firm functions beyond traditional advisory work: it serves as an adviser and sponsor and acts as a general partner/managing member for sponsored pooled funds. Compensation is a combination of a percentage-of-assets-under-management and performance-based fees. University Ventures does not identify as an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • KEVIN JOHNSON

    Chief Financial OfficerCRD 6065803

Contacts

3 of 3
  • DANIEL PIANKO

    Managing DirectorCRD 3105052

  • GREGG ROSENTHAL

    Financial Advisor and Registered RepresentativeCRD 2866908

  • RYAN CRAIG

    Managing DirectorCRD 6046639

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
104 W 40th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth