United Capital Financial Advisors

RIASEC Registered

Total AUM

$24.6B

Discretionary

$22.5B

91% of AUM

Avg account

$546K

Accounts

45,106

Employees

289

Advisory reps

174

Firm details

Headquarters: Irving, Texas
CRD number: 134600
Registered since: June 9, 2005
Website: unitedcapitalwealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI44.72%
Individuals38.9%
Corporations / Businesses7.3%
Pension & Profit Sharing Plans4.71%
Other Investment Advisers2.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Capital Financial Advisors is an independent RIA and capital allocator serving individuals, families, and institutional clients. It has been SEC-registered since 2005. Its services include financial planning, portfolio management for individuals and businesses, pension consulting, and selecting other advisers. The firm charges percentage-of-assets, hourly, and fixed fees, and reports active ESG investment activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds54%
Exchange Traded Equities31%
State & Local Bonds5%
Investment Grade Corp Bonds4%
US Government Bonds3%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 632

Active vs passive

$12B in ETFs

Passive

86%

$10.2B

Active

9%

$1.7B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$1.2B	1,518,989	9.73%

Unlock additional holdings →

Primary office

Irving, TX

Dallas

Location

Irving, TX

Headquartered in Irving, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Dallas
Address: 125 E John Carpenter Fwy
Time zone: CT (UTC-6)
Office locations

Similar firms

American Beacon Advisors, Inc.

Irving, TX

AUM $59.9BTEAM 121REPS 25

Cottonwood Capital Advisors

Irving, TX

AUM $347MTEAM 5REPS 5

Snider Advisors

Irving, TX

AUM $228MTEAM 4REPS 4

Nautical Star Financial Group LLC

Irving, TX

AUM $57.4MTEAM 5REPS 2

Sequoia Private Wealth Management, LLC

Irving, TX

AUM $46.6MTEAM 1REPS 1

Empowerment Financial Advisors LLC

Irving, TX

AUM $9.3MTEAM 1REPS 1

More RIAs in Irving →All Texas RIAs →