United Capital Financial Advisors

RIASEC RegisteredEst. 2005

Total AUM

$24.6B

Discretionary

$22.5B

91% of AUM

Avg account

$546K

Accounts

45,106

Employees

289

Advisory reps

169

Firm details

Headquarters: Irving, Texas
CRD number: 134600
Registered since: June 9, 2005
Website: unitedcapitalwealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI44.72%
Individuals38.9%
Corporations / Businesses7.3%
Pension & Profit Sharing Plans4.71%
Other Investment Advisers2.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Capital Financial Advisors is an independent registered investment adviser that positions itself as a multi-service wealth manager for both individuals/families and institutional clients. The firm operates as a capital allocator, blending financial planning, discretionary and non-discretionary portfolio management, and selection of outside managers with supplemental services such as pension consulting, publication of client education materials, and live seminars. Compensation mixes asset-based fees with hourly and fixed-fee arrangements. Investment activity spans public markets and third-party alternative funds. The firm reports itself as an active ESG investor, and its client-facing offerings include traditional advisory mandates as well as family and institutional servicing elements. United Capital emphasizes use of public funds/mutual funds as a core implementation vehicle while also maintaining relationships with other industry service providers (trust companies, accountants, law firms, insurance companies, and pension consultants).