United Capital Financial Advisors

RIASEC RegisteredEst. 2005

Total AUM

$24.6B

Discretionary

$22.5B

91% of AUM

Avg account

$546K

Accounts

45,106

Employees

289

Advisory reps

169

Firm details

Headquarters: Irving, Texas
CRD number: 134600
Registered since: June 9, 2005
Website: unitedcapitalwealth.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI44.72%
Individuals38.9%
Corporations / Businesses7.3%
Pension & Profit Sharing Plans4.71%
Other Investment Advisers2.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Capital Financial Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2005. The firm serves individuals, families and institutional clients and operates as a capital allocator, meaning it builds portfolios that include externally managed strategies in addition to more traditional public investments. Its advisory platform covers financial planning, discretionary portfolio management for individuals and businesses, pension-related consulting and manager selection, and it also produces publications and runs educational seminars. The firm charges a mix of percentage-of-AUM, hourly and fixed fees and identifies itself as an active ESG investor.