United Asset Strategies Inc.

RIASEC RegisteredEst. 1992

Total AUM

$2.2B

Discretionary

$2B

92% of AUM

Avg account

$527K

Accounts

4,208

Employees

Advisory reps

Firm details

Headquarters: Garden City, New York
CRD number: 107434
Registered since: June 9, 1992
Website: www.unitedasset.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.17%
Individuals16.62%
Pension & Profit Sharing Plans6.46%
Corporations / Businesses1.2%
Charitable Organizations0.56%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

United Asset Strategies Inc. is an independent registered investment adviser that has operated since 1992. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that combines financial planning with discretionary portfolio management across individual, small-business, and institutional mandates. Its advisory services include portfolio construction, pension consulting, and the selection of external managers, and it bills through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. The firm reports it is not an active ESG investor and is not registered as a multi-state adviser. United Asset Strategies also lists industry relationships with law firms, an insurance company, and roles as sponsor, general partner, or managing member of pooled investment vehicles. The firm has been recognized in industry listings, appearing in FA Magazine’s Top RIA Firms in 2020 and in Forbes’ Top RIA Firms in 2024.