United Asset Strategies Inc.

RIASEC Registered

Total AUM

$2.2B

Discretionary

$2B

92% of AUM

Avg account

$527K

Accounts

4,208

Employees

Advisory reps

Firm details

Headquarters: Garden City, New York
CRD number: 107434
Registered since: June 9, 1992
Website: www.unitedasset.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.17%
Individuals16.62%
Pension & Profit Sharing Plans6.46%
Corporations / Businesses1.2%
Charitable Organizations0.56%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

United Asset Strategies Inc. is an independent, corporation-format registered investment adviser that has been SEC-registered since 1992. The firm serves both individual and family clients as well as institutional accounts, operating as a capital allocator that combines financial planning with discretionary portfolio management and selection of other advisers. Its advisory services include financial planning, portfolio management for individuals and small businesses, institutional portfolio management, and pension consulting. United Asset Strategies works under a mixed-fee model (percentage of AUM, hourly charges and fixed fees) and lists industry ties that include a law firm, an insurance company, and roles as sponsor/GP or managing member of pooled investment vehicles. The firm was recognized on industry lists by FA Magazine in 2020 and by Forbes in 2024.