Unifimoney Ria, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 309001
- Registered since
- June 9, 2020
- Website
- www.unifimoney.com
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Unifimoney Ria, Inc. operates as a corporation and has been registered with the SEC since 2020. The firm focuses primarily on providing portfolio management services to individual clients and small businesses. With a client base that includes both individuals and families, Unifimoney Ria, Inc. employs a fee structure based on a percentage of assets under management. The firm does not engage in ESG investing and is not classified as a multi-state adviser or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
2 of 2Benjamin Soppitt
Founder and CEOCRD 7253769
Gene Montenecourt
Chief Compliance OfficerCRD 3230216
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations