Unger Financial

Overview

Unger Financial is an independent, individually owned registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families and small businesses. The firm also operates as an insurance broker and combines advisory services with insurance and annuity solutions. Investment activity is conservative and income-oriented: filings show a clear preference for fixed-income instruments, with U.S. government bonds forming the core of client portfolios. Unger Financial is not positioned as an ESG investor, and it reports a single-manager structure rather than a multi-state or large institutional allocator. Discretionary management appears to be the primary delivery model—total reported assets are managed on a discretionary basis—so portfolio decisions, security selection and duration positioning are handled centrally by the firm for client accounts. The fee mix includes both percentage-of-AUM billing and fixed fees, consistent with work for smaller, relationship-driven client households and small business owners.

Assets & Accounts

Investments & Alternatives

Location & Offices