UG INVESTMENT ADVISERS LTD.

RIASEC RegisteredEst. 2013

Total AUM

$4.7B

Discretionary

0% of AUM

Avg account

$2.3B

Accounts

Employees

Advisory reps

Firm details

Headquarters: TAIPEI,
CRD number: 167183
Registered since: July 26, 2013
Website: www.ugfunds.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

UG Investment Advisers Ltd. is an SEC-registered advisory that appears structured to serve institutional clients through pooled investment vehicles. The firm is listed as an "Other" organization with foreign and individual ownership and has been registered with the SEC since 2013. Its principal activities are regulatory CPO/CTA responsibilities and portfolio management for pooled vehicles rather than traditional discretionary retail advisory relationships. Fee arrangements combine a percentage-of-AUM component with performance-based fees, and the firm is marked as an active ESG investor, indicating ESG factors are part of its investment approach or manager selection. FINTRX classifies UG Investment Advisers Ltd. as not being a capital allocator, and it is not multi-state.