Turning Point Financial Advisory

Overview

Turning Point Financial Advisory is a small, privately held advisory firm organized as an LLC that delivers financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm charges fees on a percentage-of-AUM basis and supplements that with hourly and fixed-fee engagements, indicating they work both on ongoing asset management relationships and project-based planning work. Investment activity is tilted heavily toward public equities, with a clear preference for exchange-traded instruments as the primary building block of client portfolios. The advisor also supplements equity exposure with traditional fixed-income vehicles such as corporate debt and uses third-party alternative managers for hedge funds, real estate, commodities and oil & gas allocations to provide diversification and return-seeking exposure beyond public markets. Turnover and discretion appear limited: the majority of assets are managed on a non-discretionary basis, which implies clients retain direct control over trading decisions and the firm acts in an advisory capacity for implementation and rebalancing. The firm does not list active ESG integration as part of its stated approach.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices