Turning Point Financial
Firm details
- Headquarters
- Frederick, Maryland
- CRD number
- 301282
- Registered since
- July 3, 2019
- Website
- www.tpfinancial.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.07%
- Individuals44.65%
- Charitable Organizations0.19%
- Corporations / Businesses0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Turning Point Financial is an independent registered investment adviser organized as a corporation and owned by an individual. The firm provides wealth management and financial planning to both individual/family and institutional clients and positions itself as a capital allocator and selector of third-party managers. Its advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. Turning Point Financial also operates as an insurance broker and provides accounting services as part of its broader client offering. The firm charges fees based on a percentage of assets under management and supplements that with hourly and fixed-fee engagements. It is not an active ESG investor and is registered with the SEC since 2019.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities35%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2
Michael Good
Chief Operating OfficerCRD 6258676
James Good
Chief Investment OfficerCRD 2466989
Contacts
3 of 13
William Heil
Financial AdvisorCRD 5038267
Thomas Pignone
FounderCRD 801230
Craig Marcello
Financial AdvisorCRD 2452005
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 66Active vs passive
$245M in ETFs
70%
$171M
17%
$74.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $24.3M | 265,621 | 9.90% |
Location
Frederick, MD
Frederick
Location
Frederick, MD
Headquartered in Frederick, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Frederick
- Address
- 153 W Patrick St
- Time zone
- ET (UTC-5)
- Office locations
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