Tumolo Wealth Management LLC

RIASEC & State Registered
Total AUM
$134M
Discretionary
$134M
100% of AUM
Avg account
$210K
Accounts
639
Employees
7
Advisory reps
4

Firm details

Headquarters
East Lyme, Connecticut
CRD number
330567
Registered since
February 26, 2026
Website
tumolofinancial.com
Custodians
3000 SCHWAB WAY, 245 SUMMER STREET
Fee structure
Percentage of AUM
Client types
  • Individuals70.65%
  • HNWI29.35%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Tumolo Wealth Management LLC is an independent, individual-owned RIA that provides financial planning and portfolio management primarily for individuals and families. The firm is registered with the SEC (registered in 2026) and bills clients on a percentage-of-AUM basis. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars/workshops. The firm is a capital allocator and reports an affiliation with an insurance company. It does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%92%
  • Exchange Traded Equities92%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Contacts

3 of 4
  • Kenneth Tumolo

    Kenneth Tumolo

    OwnerCRD 6219688

  • Brittni Oxendine

    Brittni Oxendine

    Investment Advisor RepresentativeCRD 6644634

  • Mark Bobruff

    Mark Bobruff

    Investment Advisor RepresentativeCRD 4365757

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

East Lyme, CT

New London

Location

East Lyme, CT

Headquartered in East Lyme, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
New London
Address
339 Flanders Rd
Time zone
ET (UTC-5)
Office locations

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