Tudor Investment Corporation

RIASEC RegisteredEst. 2012
Total AUM
$107B
Discretionary
$107B
100% of AUM
Avg account
$4.9B
Accounts
22
Employees
483
Advisory reps
9

Firm details

Headquarters
Stamford, Connecticut
CRD number
159792
Registered since
March 30, 2012
Fee structure
Hourly Charges, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Tudor Investment Corporation is a corporation that operates as a multi-faceted asset manager, combining hedge fund and private equity activities while also functioning as a commodity pool operator or commodity trading advisor. Its client base is institutional, and its advisory work includes portfolio management for investment companies and for pooled investment vehicles. The firm’s compensation arrangements include performance-based fees alongside hourly and other fee structures. Tudor does not present itself as an active ESG investor and is organized under individual ownership. It is registered with the SEC and has maintained that registration since 2012.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Michael Riccardi

    Michael Riccardi

    Chief Executive OfficerCRD 6027305

  • Suhail Jan

    Chief Executive OfficerCRD 7640223

  • Thayer Swallen

    Chief Operating OfficerCRD 7885147

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Contacts

3 of 4
  • Mark Dalton

    Co-ChairmanCRD 1367867

  • Richard Fisher

    Richard Fisher

    DirectorCRD 2216880

  • Stephen Waldman

    Managing Director and General CounselCRD 6629041

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 203

Active vs passive

$3.9B in ETFs

Passive

98%

$3.8B

Active

2%

$86.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.2B1,615,65430.85%

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
200 Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth