TRAYNOR CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2013
Total AUM
$2.4B
Discretionary
$1.9B
77% of AUM
Avg account
$1.5M
Accounts
1,660
Employees
12
Advisory reps
7

Firm details

Headquarters
MALVERN, Pennsylvania
CRD number
138881
Registered since
November 5, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals60.15%
  • HNWI39.85%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Traynor Capital Management is an SEC-registered independent RIA (registered in 2013) organized as a corporation with individual ownership. The firm serves individual and family clients and charges fees based on a percentage of assets under management. Its advisory platform centers on financial planning and discretionary portfolio management for individuals, small businesses, and institutional/business clients, and it also provides pension consulting services. Traynor does not list itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 9%, US Government Bonds 2%, Investment Grade Corp Bonds 1%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents9%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 7
  • MICHAEL JORDAN

    Investment AdvisorCRD 1565375

  • DAVID PECK

    Investment Advisor RepresentativeCRD 6478024

  • KEITH TRAYNOR

    Founder & PresidentCRD 2152210

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 126

Active vs passive

$356M in ETFs

Passive

72%

$256M

Active

25%

$99.7M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN EQUITY PREMIUM INCOME ETF (JEPI)JP MorganActiveDerivative Income$55.3M993,02515.53%

Location

Primary office

MALVERN, PA

CHESTER

Location

MALVERN, PA

Headquartered in MALVERN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
CHESTER
Address
418 E King St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth