Traub Capital Management

RIASEC Registered
Total AUM
$211M
Discretionary
$207M
98% of AUM
Avg account
$1.6M
Accounts
131
Employees
4
Advisory reps
3

Firm details

Headquarters
Needham, Massachusetts
CRD number
136851
Registered since
April 16, 2009
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI91.3%
  • Individuals6.66%
  • Pension & Profit Sharing Plans1.3%
  • Corporations / Businesses0.74%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Traub Capital Management is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration effective in 2009) and is owned individually rather than by a larger corporate group. Its client base includes individuals and families as well as institutional clients. Core advisory services are financial planning and portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via hourly billing for certain services. The firm does not identify itself as an ESG-focused manager and is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 30%, Cash & Cash Equivalents 1%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$61.8M in ETFs

Passive

83%

$51.4M

Active

16%

$10.4M

ETFProviderStyleCategoryValueShares% of portfolio
JANUS HENDERSON AAA CLO ETF (JAAA) Janus HendersonActiveUltrashort Bond$5.5M109,8808.97%

Location

Primary office

Needham, MA

Norfolk

Location

Needham, MA

Headquartered in Needham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
97 Chapel St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth