Transglobal Advisory, LLC
Firm details
- Headquarters
- Monrovia, California
- CRD number
- 168709
- Registered since
- November 30, 2023
- Website
- www.transglobalus.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI49.59%
- Individuals31.46%
- Pension & Profit Sharing Plans16.3%
- Corporations / Businesses2.65%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Transglobal Advisory, LLC is an SEC-registered limited liability company that provides advisory services to both individuals/families and institutional clients. The firm lists financial planning, portfolio management for individuals and for businesses or institutions, and pension consulting among its advisory activities. It is organized as an individually owned firm and operates across multiple states. Fee arrangements include percentage-of-AUM billing, fixed fees and, in some circumstances, performance-based fees. Transglobal does not identify as an active ESG investor and is not listed as a capital allocator or as a related adviser. The firm maintains affiliations spanning broker-dealer, other investment adviser, accounting, insurance and real estate broker channels, which may support product access and referral relationships. Its regulatory profile shows SEC registration in 2023 and a multi-state advisory footprint.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents47%
- Public Funds/Mutual Funds27%
- US Government Bonds24%
- Investment Grade Corp Bonds2%
- Exchange Traded Equities1%
Owners & executives
3 of 5
Lu Yu
Chief Financial AnalystCRD 6216026

Philip Hu
Founder, President and CEOCRD 2576527
Zhuoli Wang
Chief Compliance OfficerCRD 6296782
Contacts
3 of 28Bill Liau
Registered Investment AdvisorCRD 5693677

Shiou-ing Liou
Financial PlannerCRD 4436524
Shuning Li
Registered RepresentativeCRD 6951329
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Monrovia, CA
Los Angeles
Location
Monrovia, CA
Headquartered in Monrovia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 185 W Chestnut Ave
- Time zone
- PT (UTC-8)
- Office locations
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