TRANQUILLI FINANCIAL ADVISOR, LLC
Firm details
- Headquarters
- CLINTON, New Jersey
- CRD number
- 298056
- Registered since
- October 1, 2018
- Website
- www.tranquillifa.com
- Custodians
- AXOS CLEARING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI80.47%
- Individuals19.05%
- Pension & Profit Sharing Plans0.27%
- Charitable Organizations0.21%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Tranquilli Financial Advisor, LLC is an independent registered investment adviser that has been SEC-registered since 2018 and operates as an LLC owned by domestic entity/individual interests. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. It describes itself as a capital allocator and charges clients via a mix of percentage-of-AUM fees and project-based hourly or fixed fees. The firm does not identify as an active ESG investor and its regulatory snapshot indicates it is not designated as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities26%
- Cash & Cash Equivalents3%
- Other3%
Contacts
2 of 2Jenner Preston
Associate Financial AdvisorCRD 7678325
LOUIS TRANQUILLI
Investment Advisor RepresentativeCRD 2179748
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$173M in ETFs
86%
$148M
14%
$24.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $11M | 112,716 | 6.38% |
Location
CLINTON, NJ
HUNTERDON
Location
CLINTON, NJ
Headquartered in CLINTON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- HUNTERDON
- Address
- 35 Leigh St
- Time zone
- ET (UTC-5)
- Office locations
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