TRADEWINDS WEALTH MANAGEMENT

RIASEC RegisteredEst. 2023

Total AUM

$135M

Discretionary

$135M

100% of AUM

Avg account

$517K

Accounts

261

Employees

Advisory reps

Firm details

Headquarters: PORTLAND, Oregon
CRD number: 323879
Registered since: January 6, 2023
Website: www.tradewindswm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Individuals59.13%
HNWI35.43%
Pooled Investment Vehicles5.44%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Tradewinds Wealth Management is an independent, SEC‑registered RIA organized as an LLC and owned by an individual. The firm operates as a capital allocator and provides advisory services to both individual/family and institutional clients. Its fee model combines a percentage of assets under management with performance‑based fees. Advisory capabilities include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and selection of sub‑advisers. Tradewinds also acts as sponsor/GP/managing member of pooled vehicles, and identifies itself as an active ESG investor.