TR CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$166M
Discretionary
$166M
100% of AUM
Avg account
$23.8M
Accounts
7
Employees
8
Advisory reps
2

Firm details

Headquarters
ROCKVILLE CENTER, New York
CRD number
164268
Registered since
June 8, 2012
Custodians
WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, M&T SECURITIES, INC., J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.58%
  • Other20.42%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

TR Capital Management, LLC is a hedge fund–structured adviser that runs active, performance-driven strategies for institutional clients and pooled investment vehicles. Registered with the SEC since 2012 as a limited liability company with an individual owner, the firm combines percentage-of-AUM and performance-based fees, which aligns compensation with downside protection and alpha generation. Its advisory activities include direct portfolio management for individuals and small businesses as well as management and sponsorship roles for pooled investment vehicles where the firm often serves as general partner or managing member. Investment activity centers on collective fund management rather than a large roster of retail separate accounts. The firm does not identify as an ESG investor and does not operate as a multi-state adviser. Its role as sponsor/GP of private funds suggests a hands-on approach to strategy design, portfolio construction and governance for its pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 88%, Cash & Cash Equivalents 10%, US Government Bonds 1%88%
  • Other88%
  • Cash & Cash Equivalents10%
  • US Government Bonds1%

Owners & executives

2 of 2
  • MICHAEL SIEGEL

    Chief Financial OfficerCRD 6064238

  • TERREL ROSS

    CEOCRD 4251312

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ROCKVILLE CENTER, NY

NASSAU

Location

ROCKVILLE CENTER, NY

Headquartered in ROCKVILLE CENTER, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
100 Merrick Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth