TPEG SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
SOUTHLAKE, Texas
CRD number
146726
Registered since
August 20, 2008

Firm profile

FINTRX

Overview

Tpeg Securities, LLC is organized as a limited liability company and is shown in filings as having registered with the SEC in 2008. Ownership is recorded as an individual owner and the firm’s regulatory classification is listed as unclassified. The dataset flags several negative attributes rather than stated capabilities: Tpeg Securities is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, is not newly formed, and is not designated as a pension consultant or related adviser. Public filings in the dataset do not describe the firm’s fee schedule, client types, core business activities, or advisory offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 27
  • TRENT TOMLIN

    Strategic PartnerCRD 2630748

  • Kevin Carringer

    Senior AssociateCRD 7335668

  • Erin Cleveland

    Client Relations LeadCRD 6501224

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SOUTHLAKE, TX

TARRANT

Location

SOUTHLAKE, TX

Headquartered in SOUTHLAKE, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
2102 E State Highway 114
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth