TOWNSEND

RIASEC RegisteredEst. 2006
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$415K
Accounts
3,662
Employees
30
Advisory reps
15

Firm details

Headquarters
WESTMINSTER, Colorado
CRD number
113681
Registered since
April 28, 2006
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.51%
  • Individuals28.49%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Townsend is an independent registered investment adviser organized as a corporation and controlled by individual ownership. The firm has been SEC-registered since 2006 and serves primarily individual and family clients. Its fee arrangements include percentage-of-AUM billing plus the option for hourly or fixed fees. Townsend also operates as an insurance broker and offers financial planning, portfolio management for individuals and small businesses, periodic publications, and educational seminars or workshops. The firm does not identify as an active ESG investor, is not multi-state registered, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 35%, Cash & Cash Equivalents 10%, Other 10%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Investment Grade Corp Bonds 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds35%
  • Cash & Cash Equivalents10%
  • Other10%
  • Non-Exchange Traded Equities1%

Owners & executives

2 of 2
  • JEFFERY TOWNSEND

    CEO and Financial AdvisorCRD 1507767

  • JOHN GOLTERMANN

    Senior Vice President and Chief Investment OfficerCRD 2145136

Contacts

3 of 13
  • DREW HAYWORTH

    Sales AssistantCRD 2548819

  • Steven Carlisle

    Financial AdvisorCRD 6403757

  • Kaitlin Bell

    Client Services SpecialistCRD 5858673

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$467M in ETFs

Passive

76%

$353M

Active

4%

$114M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$71.3M645,95915.26%

Location

Primary office

WESTMINSTER, CO

ADAMS

Location

WESTMINSTER, CO

Headquartered in WESTMINSTER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ADAMS
Address
2761 W 120th Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth