Toth Financial Advisory Corp
Firm details
- Headquarters
- Leesburg, Virginia
- CRD number
- 104952
- Registered since
- August 21, 1986
- Website
- www.tothfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI85.22%
- Individuals8.46%
- Pooled Investment Vehicles4.05%
- Charitable Organizations1.26%
- Pension & Profit Sharing Plans1.01%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Toth Financial Advisory Corp is an SEC-registered adviser (registration date: 1986) organized as a corporation and classified in the data as a hedge fund. The firm serves both individual/family and institutional clients and provides portfolio management for individuals/small businesses as well as for pooled investment vehicles. Its fee model combines a percentage-of-AUM charge with performance-based fees, consistent with an active manager emphasizing outcomes beyond simple advisory retainer arrangements. The firm is owned by an individual and maintains an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents6%
- Other3%
- State & Local Bonds1%
Owners & executives
2 of 2
Kenneth Bowen
President, CEOCRD 6287435
Kevin Arbogast
Chief Investment OfficerCRD 5923871
Contacts
3 of 8
Thomas Bowman
President & Portfolio ManagerCRD 3168402
Wesley Kabance
Vice President & Portfolio ManagerCRD 2111809
Thomas Toth
President and ChairmanCRD 1239543
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 271Active vs passive
$515M in ETFs
93%
$478M
7%
$37.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES ULTRA QQQ (QLD) | ProShares | Passive | Trading Leveraged Equity | $22.3M | 232,929 | 4.32% |
Location
Leesburg, VA
Loudoun
Location
Leesburg, VA
Headquartered in Leesburg, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Loudoun
- Address
- 608 S King St
- Time zone
- ET (UTC-5)
- Office locations
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