TOTAL CLARITY WEALTH MANAGEMENT, INC

RIASEC RegisteredEst. 2007
Total AUM
$755M
Discretionary
$753M
100% of AUM
Avg account
$294K
Accounts
2,569
Employees
26
Advisory reps
23

Firm details

Headquarters
, Illinois
CRD number
142728
Registered since
April 11, 2007
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI69.18%
  • Individuals30.71%
  • Corporations / Businesses0.09%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Total Clarity Wealth Management, Inc. is an independent registered investment adviser that emphasizes financial planning and portfolio management for individuals, families and small businesses, alongside client education through seminars and workshops. The firm operates a fee mix that includes percentage-of-AUM billing as well as hourly and fixed-fee engagements, allowing flexibility for both ongoing portfolio relationships and project-based planning work. Investment activity shows a clear preference for publicly traded pooled vehicles—mutual funds and ETFs—as the primary building blocks of client portfolios, supplemented by targeted use of individual equities and selected alternative real estate exposures. The firm does not identify as an active ESG investor and maintains both individual/family and institutional client relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 19%, Cash & Cash Equivalents 10%, US Government Bonds 2%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents10%
  • US Government Bonds2%

Owners & executives

1 of 1
  • DAVID HUBBARD

    CEO & Wealth AdvisorCRD 1122248

Contacts

3 of 22
  • MICHAEL WALSCHOT

    Vice PresidentCRD 5962132

  • JOHN LONG

    Investment Advisor RepresentativeCRD 2319091

  • DAVID CHADWICK

    Wealth AdvisorCRD 3112314

Unlock 19 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 228

Active vs passive

$442M in ETFs

Passive

64%

$282M

Active

27%

$160M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$18.4M240,6354.17%

Location

Primary office

, IL

KANE

Location

, IL

Headquartered in , IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
KANE
Address
525 Tyler Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth