Total Clarity Wealth Management, Inc

RIASEC Registered
Total AUM
$755M
Discretionary
$753M
100% of AUM
Avg account
$294K
Accounts
2,569
Employees
26
Advisory reps
23

Firm details

Headquarters
Saint Charles, Illinois
CRD number
142728
Registered since
April 11, 2007
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI69.18%
  • Individuals30.71%
  • Corporations / Businesses0.09%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Total Clarity Wealth Management, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 2007. The firm serves both individual and family clients as well as institutional accounts, and offers a mix of fee structures including percentage-of-AUM fees, hourly charges, flat fees, and other arrangements. Core advisory services emphasize financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. The firm is not positioned as a capital allocator; instead it appears to act primarily as a discretionary portfolio manager and financial planning practice. ESG investing is not a stated focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 69%, Exchange Traded Equities 19%, Cash & Cash Equivalents 10%, US Government Bonds 2%69%
  • Public Funds/Mutual Funds69%
  • Exchange Traded Equities19%
  • Cash & Cash Equivalents10%
  • US Government Bonds2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 244

Active vs passive

$499M in ETFs

Passive

62%

$308M

Active

28%

$191M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$25.1M279,2505.02%

Location

Primary office

Saint Charles, IL

Kane

Location

Saint Charles, IL

Headquartered in Saint Charles, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Kane
Address
525 Tyler Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth