Tortoise Investment Management, LLC
Firm details
- Headquarters
- White Plains, New York
- CRD number
- 128723
- Registered since
- January 13, 2006
- Website
- tortoiseinvestment.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.99%
- Individuals2.93%
- Pension & Profit Sharing Plans0.08%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Tortoise Investment Management, LLC is an independent RIA organized as an LLC that serves primarily individual and family clients. The firm operates on a percentage-of-AUM fee model and provides financial planning and portfolio management for individuals and small businesses. Founded and SEC-registered in 2006, the firm is owned by domestic entities and individuals and does not identify as a capital allocator or ESG-focused investor in the source data. The firm’s core client orientation and advisory activities center on traditional wealth-management services rather than institutional pension consulting or multi-state advisory programs. Its public filings indicate a focus on managing discretionary portfolios for private clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Owners & executives
2 of 2
Riva Roloff
Chief Operating OfficerCRD 3096271
Michael Mattern
Chief Compliance Officer and DirectorCRD 4709707
Contacts
3 of 16
Tessa Shore
DirectorCRD 7227012
Justin Singer
Managing Director, Board MemberCRD 4706954
Rochelle Yankwitt
Board MemberCRD 7244102
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 203Active vs passive
$1.3B in ETFs
64%
$826M
29%
$470M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $107M | 142,937 | 8.26% |
Location
White Plains, NY
Westchester
Location
White Plains, NY
Headquartered in White Plains, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 2 Westchester Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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