TORTOISE INVESTMENT MANAGEMENT, LLC
Firm details
- Headquarters
- WHITE PLAINS, New York
- CRD number
- 128723
- Registered since
- January 13, 2006
- Website
- tortoiseinvestment.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.99%
- Individuals2.93%
- Pension & Profit Sharing Plans0.08%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Tortoise Investment Management, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2006. The firm serves individuals and families, charging fees based on a percentage of assets under management, and focuses on financial planning and portfolio management for individuals and small businesses. According to available data the firm is not characterized as an active ESG investor and is listed as not a multi-state adviser. Tortoise reports that it is neither a capital allocator nor a pension consultant and does not present itself as a related adviser to other entities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities4%
- Cash & Cash Equivalents4%
- State & Local Bonds2%
Owners & executives
2 of 2MICHAEL MATTERN
Chief Compliance Officer and DirectorCRD 4709707
RIVA ROLOFF
Chief Operating OfficerCRD 3096271
Contacts
3 of 16Claudia Cantin
AnalystCRD 7806561
Christopher Rossetti
AnalystCRD 7369035
JUSTIN SINGER
Managing Director, Board MemberCRD 4706954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$1.2B in ETFs
65%
$753M
28%
$415M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $94.9M | 145,300 | 8.13% |
Location
WHITE PLAINS, NY
WESTCHESTER
Location
WHITE PLAINS, NY
Headquartered in WHITE PLAINS, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- WESTCHESTER
- Address
- 2 Westchester Park Dr
- Time zone
- ET (UTC-5)
- Office locations
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