Tortoise Investment Management, LLC

RIASEC Registered

Total AUM

$2.1B

Discretionary

$2B

98% of AUM

Avg account

$683K

Accounts

3,029

Employees

21

Advisory reps

18

Firm details

Headquarters: White Plains, New York
CRD number: 128723
Registered since: January 13, 2006
Website: tortoiseinvestment.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI96.99%
Individuals2.93%
Pension & Profit Sharing Plans0.08%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Tortoise Investment Management, LLC is an independent, SEC-registered investment adviser (registration year 2006) organized as an LLC. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses on a fee basis tied to assets under management. It reports a traditional advisory model focused on public funds and mutual funds rather than ESG or pension consulting mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds90%
Exchange Traded Equities4%
Cash & Cash Equivalents4%
State & Local Bonds2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 196

Active vs passive

$1.3B in ETFs

Passive

65%

$822M

Active

26%

$439M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$109M	141,691	8.60%

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Primary office

White Plains, NY

Westchester

Location

White Plains, NY

Headquartered in White Plains, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Westchester
Address: 2 Westchester Park Dr
Time zone: ET (UTC-5)
Office locations

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