Tokio Marine Asset Management (USA), Ltd.

RIASEC RegisteredEst. 2012

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$134M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 158632
Registered since: March 23, 2012
Website: www.tokiomarineam.com
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Tokio Marine Asset Management (USA), Ltd. is an institutional RIA operating as a U.S. entity of the broader Tokio Marine group structure. The firm works primarily with institutional clients and provides portfolio management for pooled investment vehicles; it also operates in roles consistent with a commodity pool operator/commodity trading advisor (CPO/CTA). Its fee arrangements include asset-based fees, performance-based fees and other fee types. The adviser is not classified as an active ESG investor and is not registered as a multi-state adviser. Ownership is listed as a mix of a foreign entity and individual interests, and the firm maintains affiliations consistent with being both an investment adviser and linked to an insurance company. The entity has been SEC-registered since 2012.