Toams Financial

RIASEC Registered
Total AUM
$109M
Discretionary
$109M
100% of AUM
Avg account
$107K
Accounts
1,020
Employees
2
Advisory reps
1

Firm details

Headquarters
Jacksonville, Florida
CRD number
300043
Registered since
March 29, 2021
Custodians
ALTRUIST FINANCIAL LLC, FLORIDA RETIREMENT SYSTEM
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals76.41%
  • HNWI23.59%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Toams Financial is an SEC-registered independent RIA organized as an LLC and owned by an individual. The firm provides financial planning and discretionary portfolio management primarily for individual and family clients, as well as small businesses. Its fee arrangements include both a percentage-of-AUM model and fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 20%, Investment Grade Corp Bonds 15%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents20%
  • Investment Grade Corp Bonds15%

Owners & executives

1 of 1
  • Mario Payne

    Mario Payne

    Owner, Chief Compliance OfficerCRD 5445757

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Jacksonville, FL

Duval

Location

Jacksonville, FL

Headquartered in Jacksonville, FL, anchoring the Jacksonville-St. Marys-Palatka, FL-GA metro in the South.

Metro area
Jacksonville-St. Marys-Palatka, FL-GA
Region
South
County
Duval
Address
1901 University Blvd W
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth