TM Wealth Management, LLC
RIASEC Registered
Total AUM
$360K
Discretionary
$360K
100% of AUM
Avg account
$20K
Accounts
18
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 310993
- Website
- www.tm-wealth.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Tm Wealth Management, LLC is a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm operates with a fee structure based on a percentage of assets under management (AUM). While it does not actively engage in ESG investing, Tm Wealth Management has carved out a niche in managing wealth for families and individuals, emphasizing personalized investment strategies tailored to client needs.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents65%
- Derivatives25%
- Exchange Traded Equities10%
Contacts
1 of 1Tri Mai
Managing MemberCRD 7296465
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations