Tiger Mountain Capital

RIASEC Registered
Total AUM
$6M
Discretionary
$6M
100% of AUM
Avg account
$356K
Accounts
17
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
314404
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI90.4%
  • Individuals9.6%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Tiger Mountain Capital is a small, boutique registered investment adviser organized as an LLC that focuses on portfolio management for individuals and small businesses. The firm services both individual and family clients as well as institutional accounts, and it bills using a mix of percentage-of-AUM, fixed fees and performance-based fees. Strategy preferences tilt heavily toward equities — the firm's filings list exchange-traded equities as the dominant asset type — while alternatives exposure is routed through third‑party real estate managers and conventional mutual funds where appropriate. The adviser is not positioned as an ESG-focused manager and is not registered as a multi-state adviser. Given the compact scale of the business and the high concentration in exchange‑traded vehicles, the firm appears to run relatively concentrated, liquid equity portfolios with tactical use of external managers for real estate exposure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Derivatives 2%98%
  • Exchange Traded Equities98%
  • Derivatives2%

Contacts

1 of 1
  • Gregory Arquette

    Gregory Arquette

    FounderCRD 7380567

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth