Tiaa Wealth Investment Management LLC

RIASEC RegisteredEst. 2025
Total AUM
Avg account
$0
Accounts
0
Employees
5
Advisory reps
11

Firm details

Headquarters
New York, New York
CRD number
334925
Registered since
March 31, 2025
Fee structure
Percentage of AUM
Services
Portfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Tiaa Wealth Investment Management LLC is an SEC‑registered limited liability company that began its federal registration in 2025. The firm bills itself as a capital allocator and operates on a percentage‑of‑AUM fee model. Its stated advisory services include portfolio management for businesses and institutions, selection and oversight of other advisers, publication of periodic newsletters, and the delivery of educational seminars and workshops. The snapshot flags the firm as an active ESG investor and as a related adviser within a broader organizational structure. Industry affiliations on the record span a wide range of roles — broker‑dealer, other investment adviser, registered municipal advisor, CPO/CTA, banking or thrift institution, insurance company, pension consultant, and sponsor/GP/manager of pooled investment vehicles — which suggests the firm operates across retail, institutional and product‑sponsor functions rather than solely as a pure advisory boutique.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • James Deats

    James Deats

    President And CEOCRD 4895304

  • Rashmi Badwe

    Rashmi Badwe

    Chief Operating OfficerCRD 5702977

  • Niladri Mukherjee

    Niladri Mukherjee

    Chief Investment OfficerCRD 5227234

Contacts

3 of 8
  • Ryan Miller

    Ryan Miller

    Director, Fixed Income Portfolio ManagerCRD 8184609

  • Christopher Oneill

    Christopher Oneill

    Managing Director, Wealth ManagementCRD 4773614

  • Jeremy Intihar

    Jeremy Intihar

    Managing DirectorCRD 5040823

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 218

Active vs passive

$10.4B in ETFs

Passive

99%

$10.3B

Active

1%

$115M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EAFE ETF (IEFA)BlackRockPassiveForeign Large Blend$2.2B25,333,75021.26%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
730 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth