Thurston, Springer, Miller, Herd & Titak, Inc.

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
141
Avg account
$0

Firm details

Headquarters
Indianapolis, Indiana
CRD number
8478
Registered since
November 21, 1980

Firm profile

FINTRX

Overview

Thurston, Springer, Miller, Herd & Titak, Inc. is a corporate financial services firm that has been SEC-registered since 1980. The firm is recorded as a domestic entity with individual ownership and is classified in the data as “unclassified.” It is not flagged as an active ESG investor and is listed as not being a capital allocator; the firm appears to rely on externally managed investment products rather than running its own private capital vehicles. Reporting indicates the firm maintains advisory activity and manages discretionary assets, though its internal classification in the dataset is limited. The firm’s public filings and holdings suggest a focus on tradable equity and ETF exposures supplemented by allocations to outside alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Cynthia Mulonas

    Cynthia Mulonas

    Chief Operating OfficerCRD 2967156

  • Justin Prappas

    Justin Prappas

    Senior Project CoordinatorCRD 6644882

  • Karen Coker

    Karen Coker

    Chief Risk OfficerCRD 2731928

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Contacts

3 of 132
  • Gavin Banta

    Gavin Banta

    Associate Relationship ManagerCRD 8118032

  • John Peluso

    John Peluso

    Executive Vice President, PartnerCRD 1902776

  • Christopher Lavelle

    Account ManagerCRD 6666630

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 455

Active vs passive

$118M in ETFs

Passive

75%

$89.2M

Active

22%

$29.2M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF (RDVY)First TrustPassiveLarge Value$4.6M56,3453.86%

Location

Primary office

Indianapolis, IN

Marion

Location

Indianapolis, IN

Headquartered in Indianapolis, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
Marion
Address
9000 Keystone Xing
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth