THRESHOLD MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2019
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PALO ALTO, California
CRD number
305977
Registered since
September 26, 2019

Firm profile

FINTRX

Overview

Threshold Management, LLC operates principally as an adviser and sponsor of pooled investment vehicles rather than as a traditional advisory firm with retail or institutional wrap accounts. The firm is structured as a limited liability company and registered with the SEC in 2019. Its activity profile identifies it as a general partner and managing member of private funds and similar pooled vehicles; that is where the firm directs its capital-allocation and manager-selection efforts. Investment activity is concentrated on managing sponsored funds and taking on GP responsibilities: sourcing, structuring, and overseeing funds rather than providing ongoing model-portfolio or discretionary retail investment services. The firm is not flagged as an active ESG investor and does not operate as a multi-state registered adviser, which aligns with a business model focused on closed-end private funds rather than broad advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Johnna Lesch

    Chief Financial OfficerCRD 7182684

Contacts

2 of 2
  • Emily Melton

    Managing PartnerCRD 7182683

  • JOSHUA STEIN

    Managing PartnerCRD 6047474

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALO ALTO, CA

SANTA CLARA

Location

PALO ALTO, CA

Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
630 Ramona St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth