Three Waters Financial

Overview

Three Waters Financial is a small, independent registered investment adviser organized as an LLC that focuses on serving individual and family clients. The firm’s advisory services center on financial planning and portfolio management for individuals and small businesses, and it charges a mix of AUM-based fees plus hourly and fixed-fee arrangements. Investment activity shows a clear tilt toward public equities as the primary vehicle for client allocations, with the firm using mutual funds alongside exchange-traded products to structure portfolios. The adviser is not positioned as an institutional capital allocator, does not identify as an active ESG investor, and operates with a single-office, owner-led structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices