Three Oaks Wealth

RIASEC RegisteredEst. 2026

Total AUM

$100M

Discretionary

$100M

100% of AUM

Avg account

$292K

Accounts

343

Employees

Advisory reps

Firm details

Headquarters: Gold River, California
CRD number: 171082
Registered since: August 20, 2026
Website: www.threeoakswealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.54%
Pension & Profit Sharing Plans13.84%
Individuals13.63%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Three Oaks Wealth is an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm registered with the SEC in 2026 and serves both individual/family clients and institutional relationships. Its advisory offering emphasizes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and client education through seminars and workshops. Services are delivered under a mix of fee arrangements — percentage of AUM, hourly charges, and fixed fees. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. It lists an industry affiliation with an accountant. Although pension consulting appears among its service lines, the firm is not designated as a pension consultant in its regulatory snapshot.