THREE LIONS CAPITAL MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
LA JOLLA, California
CRD number
316943
Registered since
March 31, 2025

Firm profile

FINTRX

Overview

Three Lions Capital Management, LLC is an individual-owned limited liability company that registered with the SEC in 2025. The firm’s reported activity centers on managing pooled private vehicles rather than offering traditional advisory relationships to retail or high-net-worth individuals. Regulatory classifications in the available data are limited, but Three Lions is identified as operating in roles that include other investment adviser activity, CPO/CTA functions, and acting as sponsor, general partner, or managing member of pooled investment vehicles. The firm is not flagged as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • BRETT JOHNSON

    DirectorCRD 2513028

  • BERKE BAKAY

    Founder & Portfolio ManagerCRD 4968169

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LA JOLLA, CA

SAN DIEGO

Location

LA JOLLA, CA

Headquartered in LA JOLLA, CA, in the West of the United States.

Region
West
County
SAN DIEGO
Address
888 Prospect St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth