Three Bearings Fiduciary Advisors, Inc.

RIASEC RegisteredEst. 2016
Total AUM
$351M
Discretionary
$333M
95% of AUM
Avg account
$641K
Accounts
547
Employees
5
Advisory reps
2

Firm details

Headquarters
Hampton, New Hampshire
CRD number
283926
Registered since
July 28, 2016
Website
www.threebearings.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., NATIONAL ADVISOR HOLDINGS, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.22%
  • State / Municipal Government41.65%
  • Individuals5.97%
  • Charitable Organizations0.16%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Three Bearings Fiduciary Advisors, Inc. is an independent registered investment adviser that began SEC registration in 2016 and serves both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals and small businesses and also operates as an "other financial product" salesperson. Its fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. Three Bearings reports it is not an active ESG investor and it is not a multi-state adviser. The firm received recognition as a Top RIA Firm from FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Cash & Cash Equivalents 5%, Exchange Traded Equities 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%89%
  • Public Funds/Mutual Funds89%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities3%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • David Mayes

    David Mayes

    President, Chief Investment OfficerCRD 4400889

Contacts

1 of 1
  • Zachary Zwick

    Zachary Zwick

    Associate Financial PlannerCRD 6998612

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 115

Active vs passive

$105M in ETFs

Passive

91%

$94.7M

Active

0%

$9.8M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US MIDCAP DIVIDEND FUND (DON)Wisdom TreePassiveMid Cap Value$16.1M284,23915.36%
Unlock additional holdings →

Location

Primary office

Hampton, NH

Rockingham

Location

Hampton, NH

Headquartered in Hampton, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
380 Lafayette Rd
Time zone
ET (UTC-5)
Office locations

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