THREE BEARINGS FIDUCIARY ADVISORS, INC.
Firm details
- Headquarters
- HAMPTON, New Hampshire
- CRD number
- 283926
- Registered since
- July 28, 2016
- Website
- www.threebearings.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., NATIONAL ADVISOR HOLDINGS, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.22%
- State / Municipal Government41.65%
- Individuals5.97%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Three Bearings Fiduciary Advisors, Inc. is an independent, SEC‑registered registered investment adviser organized as a corporation and first registered in 2016. The firm serves individual and family clients as well as institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Compensation is flexible across percentage‑of‑AUM, hourly, and fixed‑fee arrangements. The firm is also registered to sell other financial products. Three Bearings does not identify as an active ESG investor and is not structured as a multi‑state or related adviser. The firm was listed among FA Magazine’s Top RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Cash & Cash Equivalents5%
- Exchange Traded Equities3%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1DAVID MAYES
President, Chief Investment OfficerCRD 4400889
Contacts
1 of 1Zachary Zwick
Associate Financial PlannerCRD 6998612
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 116Active vs passive
$97M in ETFs
90%
$87.6M
0%
$9.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US MIDCAP DIVIDEND FUND (DON) | Wisdom Tree | Passive | Mid Cap Value | $14.9M | 283,315 | 15.35% |
Location
HAMPTON, NH
ROCKINGHAM
Location
HAMPTON, NH
Headquartered in HAMPTON, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ROCKINGHAM
- Address
- 380 Lafayette Rd
- Time zone
- ET (UTC-5)
- Office locations
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