THORNBURG SECURITIES LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
65
Avg account
$0

Firm details

Headquarters
SANTA FE, New Mexico
CRD number
14857
Registered since
March 5, 1984

Firm profile

FINTRX

Overview

Thornburg Securities LLC is organized as a limited liability company and has been registered with the SEC since 1984. FINTRX classifies the firm as "Unclassified" rather than placing it into a standard advisor bucket; ownership is noted as a domestic entity and individual. The profile on file indicates the firm does not act as a capital allocator and is not identified as a pension consultant or related adviser. FINTRX also records that Thornburg Securities LLC is not an active ESG investor and is not listed as a multistate adviser. Several typical fields in the snapshot (client base, fee structure, business activities and advisory activities) are not populated in the source data, so there is no detailed information available here about the firm’s client segments, fee models, or specific advisory services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RONALD OLEXSAK

    Chief Compliance OfficerCRD 2858575

  • NIMISH BHATT

    Chief Financial OfficerCRD 2789977

Contacts

3 of 63
  • ALEX KATZ

    Senior Investment ConsultantCRD 5503098

  • JOHNATHAN BURNHAM

    Director of Platform DevelopmentCRD 2163754

  • Steven Seid

    Senior Investment ConsultantCRD 6093948

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA FE, NM

SANTA FE

Location

SANTA FE, NM

Headquartered in SANTA FE, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.

Metro area
Albuquerque-Santa Fe-Las Vegas, NM
Region
West
County
SANTA FE
Address
2300 N Ridgetop Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth