Thornburg Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
70
Avg account
$0

Firm details

Headquarters
Santa Fe, New Mexico
CRD number
14857
Registered since
March 5, 1984

Firm profile

FINTRX

Overview

Thornburg Securities LLC is organized as a limited liability company with ownership attributed to a combination of a domestic entity and an individual. FINTRX lists the firm’s classification as unclassified and indicates it is not a capital allocator. The firm is not flagged as an active ESG investor, and the profile does not identify it as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not supplied descriptive details that typically clarify a wealth or broker-dealer business — entries for client base, fee structure, business activities, advisory activities, and affiliations are absent from the reported profile. That lack of disclosure makes it difficult to characterize target client segments, fee models, or whether the organization distributes proprietary products, provides outsourced CIO services, or acts principally as a broker/dealer. No industry awards or activity/affiliation statements are provided in the source data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Nimish Bhatt

    Nimish Bhatt

    Chief Financial OfficerCRD 2789977

  • Ronald Olexsak

    Ronald Olexsak

    Chief Compliance OfficerCRD 2858575

Contacts

3 of 68
  • Gerard Roddy

    Gerard Roddy

    Senior Investment ConsultantCRD 5705031

  • Cole Kopacek

    Cole Kopacek

    Associate DirectorCRD 5751571

  • Matthew Seiter

    Matthew Seiter

    First Vice President - Wealth Management Wealth Advisor Director, Branch ManagerCRD 5189037

Unlock 65 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Santa Fe, NM

Santa Fe

Location

Santa Fe, NM

Headquartered in Santa Fe, NM, anchoring the Albuquerque-Santa Fe-Las Vegas, NM metro in the West.

Metro area
Albuquerque-Santa Fe-Las Vegas, NM
Region
West
County
Santa Fe
Address
2300 N Ridgetop Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth