Thompson Financial Transitions Inc.

Overview

Thompson Financial Transitions Inc. is an independent, owner-managed registered investment adviser that works primarily with individual and family clients. The firm functions as a capital allocator and delivers financial planning, discretionary portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its fee approach combines percentage-of-assets billing with fixed fees. Thompson does not identify as an active ESG investor and is structured to serve a single state/client footprint rather than as a multi-state adviser. The firm maintains industry relationships with an accountant and an insurance company, which appear to support its advisory and planning work rather than signaling an affiliated broker-dealer or multi-channel distribution model.

Assets & Accounts

Public Holdings

Investments & Alternatives